Below is an outline of the course content for the Moonstone RE1 Study Course.
Each lesson includes a video tutorial, easy-to-understand written content, quizzes with answers and explanations, as well as additional learning tools and activities.
Course Content
Week 1
RE1 Week 1 Day 1: Scope of the FAIS Act
1 Topic
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1 Quiz
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RE1 Week 1 Day 2: FAIS Act Role Players
1 Topic
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1 Quiz
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RE1 Week 1 Day 3: Categories of Financial Services
4 Topics
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2 Quizzes
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RE1 Week 1 Day 4: Duties and Powers of the FAIS Ombud
2 Topics
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1 Quiz
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Lesson Content
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RE1 Week 1 Day 5: FSP Licensing Application
1 Topic
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1 Quiz
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Week 2
RE1 Week 2 Day 1: Fit and Proper Requirements for FSP
1 Topic
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1 Quiz
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RE1 Week 2 Day 2: Licensing Responsibilities for FSP
1 Topic
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1 Quiz
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RE1 Week 2 Day 3: Regulatory Actions
1 Topic
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1 Quiz
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RE1 Week 2 Day 4: Representative Requirements
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1 Quiz
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RE1 Week 2 Day 5: Supervision Arrangements
1 Topic
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1 Quiz
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Week 3
RE1 Week 3 Day 1: CPD Requirements and Fit & Proper Exemptions
1 Topic
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1 Quiz
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RE1 Week 3 Day 2: The Debarment Process
1 Topic
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1 Quiz
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RE1 Week 3 Day 3: Regulatory Compliance for Key Individual
1 Topic
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1 Quiz
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RE1 Week 3 Day 4: Regulatory Compliance for Compliance Officer
1 Topic
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1 Quiz
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RE1 Week 3 Day 5: General Code of Conduct – Representative Duties
1 Topic
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1 Quiz
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Week 4
RE1 Week 4 Day 1: General Code of Conduct – Disclosure Duties
1 Topic
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1 Quiz
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RE1 Week 4 Day 2: General Code of Conduct – FSP Duties
1 Topic
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1 Quiz
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RE1 Week 4 Day 3: General Code of Conduct – Advertising Duty
1 Topic
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1 Quiz
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RE1 Week 4 Day 4: General Code of Conduct – Complaints Duty
1 Topic
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1 Quiz
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RE1 Week 4 Day 5: Financial Intelligence Centre Act
1 Topic
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1 Quiz
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Pre-Exam Considerations
Exam Tips
1 Topic
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RE1 Readiness Exam
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